What do you know about Social Media compliance?

Confused about FINRA 10-06?

You’re not alone. Many financial professionals want to take advantage of Social Media opportunities, but for now most are avoiding it altogether due to gray areas or question marks when it comes to compliance.

The good news is, compliance within Social Media channels is not impossible (unless your Broker/Dealer forbids it), and services like www.socialware.com are helping to lead the way. The following blog on their website offers some interesting information …




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